Elsevier

Schizophrenia Research

Volume 195, May 2018, Pages 455-462
Schizophrenia Research

Invited commentary
Targeted neural network interventions for auditory hallucinations: Can TMS inform DBS?

https://doi.org/10.1016/j.schres.2017.09.020Get rights and content

Abstract

The debilitating and refractory nature of auditory hallucinations (AH) in schizophrenia and other psychiatric disorders has stimulated investigations into neuromodulatory interventions that target the aberrant neural networks associated with them. Internal or invasive forms of brain stimulation such as deep brain stimulation (DBS) are currently being explored for treatment-refractory schizophrenia. The process of developing and implementing DBS is limited by symptom clustering within psychiatric constructs as well as a scarcity of causal tools with which to predict response, refine targeting or guide clinical decisions. Transcranial magnetic stimulation (TMS), an external or non-invasive form of brain stimulation, has shown some promise as a therapeutic intervention for AH but remains relatively underutilized as an investigational probe of clinically relevant neural networks. In this editorial, we propose that TMS has the potential to inform DBS by adding individualized causal evidence to an evaluation processes otherwise devoid of it in patients. Although there are significant limitations and safety concerns regarding DBS, the combination of TMS with computational modeling of neuroimaging and neurophysiological data could provide critical insights into more robust and adaptable network modulation.

Introduction

Invasive neural network interventions such as ablative surgery or deep brain stimulation (DBS) are among the most controversial in modern psychiatry. The ethical, scientific and clinical barriers to the development and implementation of these treatments are juxtaposed with an urgent need to treat patients who remain profoundly disabled despite comprehensive treatment strategies. (Bell and Racine, 2013, Naesstrom et al., 2016, Nangunoori et al., 2013, Saleh and Fontaine, 2015). Recent proposals for the development of DBS for medication-resistant symptoms of schizophrenia highlight this juxtaposition (Mikell et al., 2009, Mikell et al., 2015, Salgado-Lopez et al., 2016).

One of the primary challenges inherent to all psychiatric DBS endeavors is extricating a target symptom from its Diagnostic and Statistical Manual of Mental Disorders (American Psychiatric Association, 2013) construct. The diagnosis of schizophrenia, for example, is a cluster of symptoms associated with a wide range of pathologies involving nearly every part of the brain. By contrast, individual symptoms within this cluster may have more objective or individualized network-specific representations (Boschloo et al., 2015, Braga and Buckner, 2017). Verbal auditory hallucinations (AH) are one example of this specificity (Jardri et al., 2011, Zmigrod et al., 2016). As others have pointed out, DSM and International Statistical Classification of Diseases and Related Health Problems (ICD) codes do not always correspond with findings from behavioral, genetic and systems neuroscience (Cuthbert and Insel, 2013). DBS selectively targets neural networks (white matter targeting) or singular nodes within such networks (gray matter targeting) (Williams et al., 2014). Thus, DBS may have a better chance at reducing a target symptom associated with a target network than it would an entire cluster of symptoms encapsulated by a clinical diagnostic construct. This idea is consistent with the Research Domain Criteria (RDoC) approach developed by the National Institute of Mental Health (Insel et al., 2010, Insel, 2014).

A second primary challenge relates to the translation of DBS strategies from animal subjects into human patients (Cuthbert and Insel, 2013). Potential DBS targets are often first identified and manipulated in animal models of psychiatric disease. It is often difficult to evaluate the validity and fidelity of these models, particularly given the heterogeneity of human psychiatric disorders as well as the clustering of symptoms into clinical diagnostic constructs. The specific biological manipulations made to render a model ‘of schizophrenia,’ for example, tend to recapitulate a suite of behaviors that are relevant to positive, negative and cognitive symptoms. There are a few examples of rodent models in which hallucinations and delusions have been modeled (Honsberger et al., 2015, McDannald and Schoenbaum, 2009). Such strategies often embrace an RDoC perspective on hallucinations as trans‑diagnostic symptoms (Forrest et al., 2014, Robbins, 2017). Even with more nuanced animal models of behaviors or symptoms, several barriers to translating animal DBS findings into humans remain; there are few causal tools with which to predict response, refine targeting or guide treatment decisions in patients considering DBS (Alhourani et al., 2015, O'Halloran et al., 2016).

Transcranial magnetic stimulation (TMS) is an external or non-invasive form of brain stimulation that may provide a means by which to partially address both challenges. There is emerging evidence that TMS may reduce AH in patients with schizophrenia and related psychotic disorders (Freitas et al., 2009, Hoffman et al., 2003, Hoffman et al., 2013, Montagne-Larmurier et al., 2011, Otani et al., 2015, Slotema et al., 2014). TMS has been used as an investigational tool for neural circuit mapping as well as a therapeutic tool for neural circuit modulation (George et al., 2013a), but few have explicitly examined its potential in the development and implementation of invasive circuit-based interventions such as DBS (Pathak et al., 2016). In this editorial, we briefly review the data on TMS for AH and propose that TMS may be a causal tool with which to carefully advance the development of DBS for individual symptoms within psychiatric constructs.

Section snippets

Intractable voices as a target symptom in schizophrenia and other disorders

AHs are one of the most debilitating symptoms of schizophrenia and psychotic disorders, particularly in light of their negative valence and intrusiveness (Andreasen and Flaum, 1991, Carter et al., 1996, Chaudhury, 2010, Falloon and Talbot, 1981, Peters et al., 2012). Although aggression is multifactorial, there are established associations between AHs in schizophrenia and destructive behaviors such as assault, homicide and suicide (Cheung et al., 1997, Haddock et al., 2013, Hoptman, 2015, Keers

TMS for AH: a review

Hoffman and colleagues were the first to publish a double-blind crossover study showing that 1 Hz stimulation of the left temporoparietal junction (TPJ) reduced AH severity as measured by standard clinical rating scales (Hoffman et al., 1999). The site of stimulation was chosen based on prior imaging studies, particularly positron emission tomography (PET) (Fiez et al., 1996, Silbersweig et al., 1995). Since these early publications, cognitive neuroscience has transitioned from

Considering a transition from non-invasive to invasive neuromodulation

Patients with refractory symptoms of schizophrenia are often prescribed clozapine plus or minus augmentation with antipsychotics, anticonvulsants, NMDA agonists, cognitive-enhancing agents and other pharmacological agents (Sommer et al., 2012). A full review of the clozapine literature is beyond the scope of this manuscript, but there are data to suggest that clozapine is ineffective or intolerable for 40–70% of patients with refractory symptoms of schizophrenia (Arumugham et al., 2016). Such

A potential role for TMS in DBS development

The idea of TMS informing DBS is a relatively new concept. There are few published manuscripts that explicitly explore the extent to which TMS can be used to predict DBS response, guide treatment or individualize targeting. Most of the work in this area has focused on movement disorders, in part because the basal ganglia-thalamocortical circuits are well mapped (Alexander, 1994, Wichmann and DeLong, 2016) and because stimulation of network nodes often results in predictable neurophysiological

The potential for closed loop or on-demand DBS

Traditional DBS for psychiatric and neurological indications involves fixed stimulation parameters that are episodically adjusted by a physician based on patient feedback and examination findings. New developments in technology have started to transform “open loop” designs with static parameters into “closed loop” designs with dynamic parameters. These closed loop designs involve real-time adjustments to stimulation parameters based on neurophysiological data. In responsive neurostimulation

Safety and ethical concerns

There are several safety and ethical concerns that should be considered in conjunction with scientific rationale and clinical efficacy (Mikell et al., 2015). There would need to be critically evaluated processes by which potential DBS candidates would be screened for eligibility. Part of these processes would involve determining what sort of treatment protocol should be explored prior to referral. Another important issue would be consent to the intervention, particularly in light of concerns

Conclusion

Several factors have limited the development and implementation of DBS for intractable symptoms of psychiatric disorders, including symptom clustering within psychiatric constructs as well as a scarcity of casual tools with which to predict response, refine targeting or guide clinical decisions. TMS may offer a means by which to partially address these challenges. Individualized TMS therapy based on multimodal studies may offer some patients relief from intractable symptoms like AH that are

Conflicts of interest

This authors of this article were supported by the National Institute of Mental Health grant R01MH067073 (P.C.), the National Institute on Alcohol Abuse and Alcoholism grant P50AA12870 (J.H.K.), the National Institute of Mental Health grants R25MH071584 and T32MH19961 (J.J.T.) as well as the Department of Veterans Affairs through its support for the VA National Center for PTSD (J.H.K.).

J.H.K. is a co-inventor for the following approved and pending patents: (1) Seibyl JP, Krystal JH, Charney DS.

Contributors

Author J.T. conceptualized the manuscript, wrote the first draft and handled manuscript preparation and submission. Authors J.H.K., D.C.D.'S. and J.L.G. made significant contributions to the manuscript in the form of ideas and edits. Author P.R.C. contributed to the conceptualization of the manuscript and supervised the process of editing it. All authors contributed to and have approved the final manuscript.

Acknowledgments

The authors would like to acknowledge the late Dr. Ralph E. Hoffman for his innovative research into the pathophysiology of auditory hallucinations.

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