Invited commentaryTargeted neural network interventions for auditory hallucinations: Can TMS inform DBS?
Introduction
Invasive neural network interventions such as ablative surgery or deep brain stimulation (DBS) are among the most controversial in modern psychiatry. The ethical, scientific and clinical barriers to the development and implementation of these treatments are juxtaposed with an urgent need to treat patients who remain profoundly disabled despite comprehensive treatment strategies. (Bell and Racine, 2013, Naesstrom et al., 2016, Nangunoori et al., 2013, Saleh and Fontaine, 2015). Recent proposals for the development of DBS for medication-resistant symptoms of schizophrenia highlight this juxtaposition (Mikell et al., 2009, Mikell et al., 2015, Salgado-Lopez et al., 2016).
One of the primary challenges inherent to all psychiatric DBS endeavors is extricating a target symptom from its Diagnostic and Statistical Manual of Mental Disorders (American Psychiatric Association, 2013) construct. The diagnosis of schizophrenia, for example, is a cluster of symptoms associated with a wide range of pathologies involving nearly every part of the brain. By contrast, individual symptoms within this cluster may have more objective or individualized network-specific representations (Boschloo et al., 2015, Braga and Buckner, 2017). Verbal auditory hallucinations (AH) are one example of this specificity (Jardri et al., 2011, Zmigrod et al., 2016). As others have pointed out, DSM and International Statistical Classification of Diseases and Related Health Problems (ICD) codes do not always correspond with findings from behavioral, genetic and systems neuroscience (Cuthbert and Insel, 2013). DBS selectively targets neural networks (white matter targeting) or singular nodes within such networks (gray matter targeting) (Williams et al., 2014). Thus, DBS may have a better chance at reducing a target symptom associated with a target network than it would an entire cluster of symptoms encapsulated by a clinical diagnostic construct. This idea is consistent with the Research Domain Criteria (RDoC) approach developed by the National Institute of Mental Health (Insel et al., 2010, Insel, 2014).
A second primary challenge relates to the translation of DBS strategies from animal subjects into human patients (Cuthbert and Insel, 2013). Potential DBS targets are often first identified and manipulated in animal models of psychiatric disease. It is often difficult to evaluate the validity and fidelity of these models, particularly given the heterogeneity of human psychiatric disorders as well as the clustering of symptoms into clinical diagnostic constructs. The specific biological manipulations made to render a model ‘of schizophrenia,’ for example, tend to recapitulate a suite of behaviors that are relevant to positive, negative and cognitive symptoms. There are a few examples of rodent models in which hallucinations and delusions have been modeled (Honsberger et al., 2015, McDannald and Schoenbaum, 2009). Such strategies often embrace an RDoC perspective on hallucinations as trans‑diagnostic symptoms (Forrest et al., 2014, Robbins, 2017). Even with more nuanced animal models of behaviors or symptoms, several barriers to translating animal DBS findings into humans remain; there are few causal tools with which to predict response, refine targeting or guide treatment decisions in patients considering DBS (Alhourani et al., 2015, O'Halloran et al., 2016).
Transcranial magnetic stimulation (TMS) is an external or non-invasive form of brain stimulation that may provide a means by which to partially address both challenges. There is emerging evidence that TMS may reduce AH in patients with schizophrenia and related psychotic disorders (Freitas et al., 2009, Hoffman et al., 2003, Hoffman et al., 2013, Montagne-Larmurier et al., 2011, Otani et al., 2015, Slotema et al., 2014). TMS has been used as an investigational tool for neural circuit mapping as well as a therapeutic tool for neural circuit modulation (George et al., 2013a), but few have explicitly examined its potential in the development and implementation of invasive circuit-based interventions such as DBS (Pathak et al., 2016). In this editorial, we briefly review the data on TMS for AH and propose that TMS may be a causal tool with which to carefully advance the development of DBS for individual symptoms within psychiatric constructs.
Section snippets
Intractable voices as a target symptom in schizophrenia and other disorders
AHs are one of the most debilitating symptoms of schizophrenia and psychotic disorders, particularly in light of their negative valence and intrusiveness (Andreasen and Flaum, 1991, Carter et al., 1996, Chaudhury, 2010, Falloon and Talbot, 1981, Peters et al., 2012). Although aggression is multifactorial, there are established associations between AHs in schizophrenia and destructive behaviors such as assault, homicide and suicide (Cheung et al., 1997, Haddock et al., 2013, Hoptman, 2015, Keers
TMS for AH: a review
Hoffman and colleagues were the first to publish a double-blind crossover study showing that 1 Hz stimulation of the left temporoparietal junction (TPJ) reduced AH severity as measured by standard clinical rating scales (Hoffman et al., 1999). The site of stimulation was chosen based on prior imaging studies, particularly positron emission tomography (PET) (Fiez et al., 1996, Silbersweig et al., 1995). Since these early publications, cognitive neuroscience has transitioned from
Considering a transition from non-invasive to invasive neuromodulation
Patients with refractory symptoms of schizophrenia are often prescribed clozapine plus or minus augmentation with antipsychotics, anticonvulsants, NMDA agonists, cognitive-enhancing agents and other pharmacological agents (Sommer et al., 2012). A full review of the clozapine literature is beyond the scope of this manuscript, but there are data to suggest that clozapine is ineffective or intolerable for 40–70% of patients with refractory symptoms of schizophrenia (Arumugham et al., 2016). Such
A potential role for TMS in DBS development
The idea of TMS informing DBS is a relatively new concept. There are few published manuscripts that explicitly explore the extent to which TMS can be used to predict DBS response, guide treatment or individualize targeting. Most of the work in this area has focused on movement disorders, in part because the basal ganglia-thalamocortical circuits are well mapped (Alexander, 1994, Wichmann and DeLong, 2016) and because stimulation of network nodes often results in predictable neurophysiological
The potential for closed loop or on-demand DBS
Traditional DBS for psychiatric and neurological indications involves fixed stimulation parameters that are episodically adjusted by a physician based on patient feedback and examination findings. New developments in technology have started to transform “open loop” designs with static parameters into “closed loop” designs with dynamic parameters. These closed loop designs involve real-time adjustments to stimulation parameters based on neurophysiological data. In responsive neurostimulation
Safety and ethical concerns
There are several safety and ethical concerns that should be considered in conjunction with scientific rationale and clinical efficacy (Mikell et al., 2015). There would need to be critically evaluated processes by which potential DBS candidates would be screened for eligibility. Part of these processes would involve determining what sort of treatment protocol should be explored prior to referral. Another important issue would be consent to the intervention, particularly in light of concerns
Conclusion
Several factors have limited the development and implementation of DBS for intractable symptoms of psychiatric disorders, including symptom clustering within psychiatric constructs as well as a scarcity of casual tools with which to predict response, refine targeting or guide clinical decisions. TMS may offer a means by which to partially address these challenges. Individualized TMS therapy based on multimodal studies may offer some patients relief from intractable symptoms like AH that are
Conflicts of interest
This authors of this article were supported by the National Institute of Mental Health grant R01MH067073 (P.C.), the National Institute on Alcohol Abuse and Alcoholism grant P50AA12870 (J.H.K.), the National Institute of Mental Health grants R25MH071584 and T32MH19961 (J.J.T.) as well as the Department of Veterans Affairs through its support for the VA National Center for PTSD (J.H.K.).
J.H.K. is a co-inventor for the following approved and pending patents: (1) Seibyl JP, Krystal JH, Charney DS.
Contributors
Author J.T. conceptualized the manuscript, wrote the first draft and handled manuscript preparation and submission. Authors J.H.K., D.C.D.'S. and J.L.G. made significant contributions to the manuscript in the form of ideas and edits. Author P.R.C. contributed to the conceptualization of the manuscript and supervised the process of editing it. All authors contributed to and have approved the final manuscript.
Acknowledgments
The authors would like to acknowledge the late Dr. Ralph E. Hoffman for his innovative research into the pathophysiology of auditory hallucinations.
References (136)
- et al.
Hearing voices in the resting brain: a review of intrinsic functional connectivity research on auditory verbal hallucinations
Neurosci. Biobehav. Rev.
(2015) - et al.
Ethics guidance for neurological and psychiatric deep brain stimulation
Handb. Clin. Neurol.
(2013) - et al.
Effectiveness and acceptability of deep brain stimulation (DBS) of the subgenual cingulate cortex for treatment-resistant depression: a systematic review and exploratory meta-analysis
J. Affect. Disord.
(2014) - et al.
Efficacy of theta burst stimulation (TBS) for major depression: an exploratory meta-analysis of randomized and sham-controlled trials
J. Psychiatr. Res.
(2017) - et al.
Deep brain stimulation improves behavior and modulates neural circuits in a rodent model of schizophrenia
Exp. Neurol.
(2016) - et al.
Development and evaluation of a portable sham transcranial magnetic stimulation system
Brain Stimul.
(2008) - et al.
The painfulness of active, but not sham, transcranial magnetic stimulation decreases rapidly over time: results from the double-blind phase of the OPT-TMS trial
Brain Stimul.
(2013) - et al.
Impact of rTMS on functional connectivity within the language network in schizophrenia patients with auditory hallucinations
Schizophr. Res.
(2017) - et al.
Resting-state functional connectivity in medication-naive schizophrenia patients with and without auditory verbal hallucinations: A preliminary report
Schizophr. Res.
(2017) - et al.
Aberrant structural and functional connectivity in the salience network and central executive network circuit in schizophrenia
Neurosci. Lett.
(2016)
Violence in schizophrenia: role of hallucinations and delusions
Schizophr. Res.
Interaction of language, auditory and memory brain networks in auditory verbal hallucinations
Prog. Neurobiol.
Noninvasive stimulation of the temporoparietal junction: a systematic review
Neurosci. Biobehav. Rev.
Deep brain stimulation of the ventral hippocampus restores deficits in processing of auditory evoked potentials in a rodent developmental disruption model of schizophrenia
Schizophr. Res.
Efficacy of transcranial magnetic stimulation targets for depression is related to intrinsic functional connectivity with the subgenual cingulate
Biol. Psychiatry
Efficacy of transcranial magnetic stimulation targets for depression is related to intrinsic functional connectivity with the subgenual cingulate
Biol. Psychiatry
Measuring and manipulating brain connectivity with resting state functional connectivity magnetic resonance imaging (fcMRI) and transcranial magnetic stimulation (TMS)
NeuroImage
Meta-analysis of the effects of repetitive transcranial magnetic stimulation (rTMS) on negative and positive symptoms in schizophrenia
Schizophr. Res.
A new approach for corticospinal tract reconstruction based on navigated transcranial stimulation and standardized fractional anisotropy values
Neuroimage
Improvement of auditory hallucinations and reduction of primary auditory area's activation following TMS
Eur. J. Radiol.
Psychotic symptoms, self-harm and violence in individuals with schizophrenia and substance misuse problems
Schizophr. Res.
Transcranial magnetic stimulation of left temporoparietal cortex in three patients reporting hallucinated “voices”
Biol. Psychiatry
Transcranial magnetic stimulation of Wernicke's and right homologous sites to curtail “voices”: a randomized trial
Biol. Psychiatry
Memories reactivated under ketamine are subsequently stronger: a potential pre-clinical behavioral model of psychosis
Schizophr. Res.
Theta burst stimulation of the human motor cortex
Neuron
Reduced neuronal activity in language-related regions after transcranial magnetic stimulation therapy for auditory verbal hallucinations
Biol. Psychiatry
Mapping brain regions in which deep brain stimulation affects schizophrenia-like behavior in two rat models of schizophrenia
Brain Stimul.
Brain state-dependent transcranial magnetic closed-loop stimulation controlled by sensorimotor desynchronization induces robust increase of corticospinal excitability
Brain Stimul.
Toward illness phase-specific pharmacotherapy for schizophrenia
Biol. Psychiatry
Evidence-based guidelines on the therapeutic use of repetitive transcranial magnetic stimulation (rTMS)
Clin. Neurophysiol.
Deep transcranial magnetic stimulation over the prefrontal cortex: evaluation of antidepressant and cognitive effects in depressive patients
Brain Stimul.
Default mode network mechanisms of transcranial magnetic stimulation in depression
Biol. Psychiatry
Neuromodulation of neuronal circuits: back to the future
Neuron
Responsive direct brain stimulation for epilepsy
Neurosurg. Clin. N. Am.
Cortical anatomical variations and efficacy of rTMS in the treatment of auditory hallucinations
Brain Stimul.
Auditory hallucinations and the brain's resting-state networks: findings and methodological observations
Schizophr. Bull.
Efficacy of slow repetitive transcranial magnetic stimulation in the treatment of resistant auditory hallucinations in schizophrenia: a meta-analysis
J. Clin. Psychiatry
Basal ganglia-thalamocortical circuits: their role in control of movements
J. Clin. Neurophysiol.
Network effects of deep brain stimulation
J. Neurophysiol.
Diagnostic and Statistical Manual of Mental Disorders
Schizophrenia: the characteristic symptoms
Schizophr. Bull.
Efficacy and safety of combining clozapine with electrical or magnetic brain stimulation in treatment-refractory schizophrenia
Expert. Rev. Clin. Pharmacol.
Accelerated HF-rTMS in treatment-resistant unipolar depression: insights from subgenual anterior cingulate functional connectivity
World J. Biol. Psychiatry
Deep brain stimulation for schizophrenia
Stereotact. Funct. Neurosurg.
The network structure of symptoms of the diagnostic and statistical manual of mental disorders
PLoS One
Parallel interdigitated distributed networks within the individual estimated by intrinsic functional connectivity
Neuron
Repetitive transcranial magnetic stimulation for the acute treatment of major depressive episodes: a systematic review with network meta-analysis
JAMA Psychiat.
A simple method for EEG guided transcranial electrical stimulation without models
J. Neural Eng.
Patients' strategies for coping with auditory hallucinations
J. Nerv. Ment. Dis.
Hallucinations: clinical aspects and management
Ind. Psychiatry J.
Cited by (4)
The Predictive Coding Account of Psychosis
2018, Biological PsychiatryCitation Excerpt :The presence of strong priors and their immunity to updating were associated with strong insula and hippocampal responses, respectively (74). These psychological and circuit observations should be replicated, manipulated with transcranial magnetic stimulation (90) or real-time neurofeedback (91), and the mediating role of glutamate and E/I balance at different hierarchical levels should be explored in human pharmacological and patient studies as well as animal models. Another important challenge for theories of psychosis is that the pathophysiology may change over the course of the underlying disorder (92).
Neuromodulation in Schizophrenia: Relevance of Neuroimaging
2020, Current Behavioral Neuroscience ReportsIncisionless MR-guided focused ultrasound: technical considerations and current therapeutic approaches in psychiatric disorders
2020, Expert Review of Neurotherapeutics